🤔 Advisors & Operators: If you were building a tech stack from scratch and money was no issue, what would you choose? ▶️ Think: scalable, HNW Here are some common categories to get you started: - Custodian - CRM - Portfolio Management / Performance Reporting - Financial Planning - Document Management - Investment Data / Analytics - Fee Billing - Compliance - Communications Archiving - Risk Tolerance - Data Gathering - Scheduling - Retirement Planning - Tax Planning - Estate Planning - Healthcare / Medicare Planning - Insurance Planning - Liability Planning - Charitable Planning - Advice Engagement - Proposal Generation - Voice / Texting - Cybersecurity - Held-Away Assets - Identify Theft - Note-Taking - Email Newsletter - Prospecting - Lead Generation - Video Meetings - Team Communication - Email Hosting - Email Overlay - eSignature - Firm Valuation / Benchmarking (feel free to copy this list and post your picks in the comments below)

Anyone using these features? How are they?

Does anyone have a good recommendation for someone who specializes in SEO for financial advisors?

Hello! Welcome to the RIA Operators community. The goal of this skool is to unlock the best version of you and your RIA. It's taking the initiative to recognize there is a need for improvement, and moving forward with the changes. It's about being driven rather than complacent. ~@Katherine Beltran Start by checking out these links: - Classroom - Roadmap - Mission - Resources - RIA Operating System - Work with Simplicity Ops To kick things off, please comment below or create a post introducing yourself. Let us know: 1. Where are you from? 2. Why did you join this community? 3. What project are you currently focused on? See you in the comments!

I am deputy CCO at my RIA, so I try to stay abreast of regulatory "current events". This is a short article that recently hit my inbox. Basically, the SEC is paying attention to how firms use AI and it will be important for RIAs to be careful about how they use it. Something to keep in mind as we explore new tools to try and serve clients better. https://www.acaglobal.com/insights/sec-conducts-sweep-ai-use-investment-advisers?_hsmi=286561699&_hsenc=p2ANqtz-9QYJvsSBQEr0uasuMwPYLaNSSr0PGIp1rHVW4CEq0-FJcVQS9dx-_R88t7juQgu4VMq-RtPw8zpxugN1lw_anI1jLDcLQSOBYtqlHFNh1zoGI44x8&utm_campaign=2023-12-14-compliance-alert&utm_medium=email&utm_source=hubspot