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2 contributions to ProAdvisorSuite
Mar 15 in
Question: What feedback have you been getting about AI...
...from your Compliance team? "We just chatted with our compliance consultants about using AI for meeting transcription & notes (through Zoom) and they were pretty opposed and brought up a number of concerns." @Daniel Yoo @Michael Whitman @Jared Tanimoto
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New comment Apr 10
2 likes • Mar 15
Thanks for the question @Joe Moss . We provide end to end encryption for data at rest and data in motion backed by a continuous third party audit (our systems are hooked to our auditor's and so any code change gets reviewed by their system). For certain large Broker Dealer's we're working with we've built out custom features for their central compliance team to satisfy their requirements.
1 like • Apr 5
@Joe Moss Hey Tiffany, thank you for the question! AI assistant tools do record meetings. For smaller RIAs, they are able to review the calls. For larger groups and B/D's we've created solutions to help their compliances teams. DM me! Happy to chat further.
Jan 24 in
FinMate AI User Guide
Wanted to share that FinMate AI has prepared a user guide - I added to the classroom (available here). Also, with the new t3/Inside Information results in, FinMate didn't make it onto the main list yet, but 16 firms were considering using it. What "Outsource Transcription Service" are you using?
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New comment Jan 25
2 likes • Jan 24
Hey Folks, Daniel from FinMate here. Happy to answer any questions you might have!
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